Download Policies
- Arbitration Mechanism in Stock Exchanges- Applicability of the provisions of the Limitation Act, 1963
- Standard set of documents
- Policies and procedures
- Prevention of money laundering guidelines
- Disclosure Of Proprietary Trading & Derivatives
- PMLA Policy_Sarsan Securities Pvt. Ltd.
- Fair Practice Code Policy - Sarsan Securities Pvt Ltd
- Active-Inactive Policy
- ANTI-MONEY LAUNDERING POLICY DEALMONEY COMMODITIES PVT LTD
- Online Account Closure
- Centralized mechanism for reporting the demise
- Client code modification
- Compliance Guide
- Conflict of Interest Policy
- CYBER SECURITY AND CYBER RESILIENCE POLICY
- Dealmoney StockBroker Investor Charter- Annx-A
- DormantPolicy
- Guidance Notes-Detailing Do's and Don'ts GUIDANCE NOTE-DO's AND DON'Ts
- Handling of Good Till Cancelled Orders-policy
- Internal Control Policy
- Investor Grievance policy
- Outsourcing Policy
- Rights & Obligations - BO and DP RIGHTS AND OBLIGATIONS OF BENEFICIAL OWNER- Voluntary Doc
- Rights & Obligations - Stock Broker RIGHTS AND OBLIGATIONS OF STOCK BROKERS, SUB-BROKERS AND CLIENTS
- RMS Policy - Equity 1.3
- RMS Policy Commodities1.3
- SOP-Depository Operations
- Surveillance and Monitoring policy
- TradingMemberDisclosure
- Un-authenticated news circulation Policy
- Uniform Risk Disclosure Docs RISK DISCLOSURE DOCUMENT FOR CAPITAL MARKET
- Whistle Blower Policy
- CSR Policy